Frequently Asked Questions

 

What qualifications do you have to be a Private Wealth Manager?



Why be independent? Why not be part of a larger organization?



How do you feel about Asset Allocation?



Who Benefits From an Asset Allocation Program?



Do you have an investing role model?



What do I do if you are unavailable and I want to speak to someone about my account?



How are you compensated? Are there incentive fees? Lockups?



What if my accounts are held at a different brokerage and I'd like to leave them there?



Why should I entertain a conversation with PCM when I have an account already at Goldman Sachs or Credit Suisse?



What are your sources for investment ideas?



Are portfolios diversified?



Are there industry limits or position limits?



What does a typical client look like?



Why the tag line "Invested in the Individual"



What are your goals for PCM?



How, as a one-man operation, can you grow your business
and still provide the level of service you describe?




How much do you short/hedge?



This sounds like a hedge fund



What is an "income account"?





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